• Principal review, assessment and approval or rejection of applicable Outside Business Activities and Passive Investments in accordance with Enterprise policies and within our service level agreements. • Partner with home office stakeholders on new initiatives or requests to identify regulatory and Enterprise risks. • Complete risk assessment and provide options for stakeholders to address their request. • Build rapport with field leadership and supervision teams, as well as internal business partners and maintain good relationships. • Assist other Enterprise Compliance partners in addressing OBA, Passive Investment and other regulatory assessments as required. • Ability to work in a dynamic environment, provide consistent messaging and deliver difficult messages is required. • Ability to work with Market Conduct and partners in Law Department to respond to regulatory inquiries and other legal matters. • Ability to work with Field Leadership and Distribution Performance leadership relating to complex, higher risk requests and assist in difficult messaging or recommendations. • Work closely with Oversight and Engagement division within Enterprise Compliance to ensure awareness and alignment on risk factors and local decision making. • Train new Field Supervisors/Leadership and Field Engagement team members on Outside Business Activities, Passive Investment and similar regulatory obligations. • Serve as subject matter expert for the Outside Business Activity Portal, communicating updates with field and home office users when necessary, and partnering with the technology and engineering teams on prioritization, planning, and implementation of required fixes and enhancements.