Broker Dealer and Investment Advisor – Lending Manager
Location
Minnesota
Posted
6 days ago
Salary
$114.7K - $155.2K / year
Job Description
Job Requirements
- Bachelor’s degree in Finance, Business, Accounting, or related field
- 8+ years of experience in broker-dealer finance, operations, risk, compliance, or advisor lending
- Strong knowledge of FINRA rules and broker-dealer and investment advisor regulatory frameworks
- Experience influencing senior leaders
- FINRA Series 7, and 24 or 27 required or obtained within 90 days of hire/transfer
- Strong independent judgment and risk management capability
- Executive communication and stakeholder management skills
- High attention to detail with strategic perspective
- Ability to operate effectively in a regulated environment
Benefits
- various bonuses (including, for example, annual or long-term incentives)
- medical, dental, and vision insurance
- health savings account
- flexible spending account
- 401k
- pension
- life and accidental death and dismemberment insurance
- disability insurance
- supplemental protection insurance
- 20 days of Paid Time Off each year
- Sick and Safe Time
- 10 paid company holidays
- Volunteer Time Off
- paid parental leave
- EAP
- well-being benefits
- other employee benefits
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