The role involves leading efforts in designing and scaling the operating system for Company’s Financial Crimes program, focusing on setting standards, execution frameworks, and feedback loops. Responsibilities include translating regulatory requirements into executable standards, managing cross-functional incidents, and partnering with Engineering to deploy AI-powered investigative solutions.

The officer will be responsible for preparing, reviewing, and updating various AML/KYC reports, conducting internal audits of client files, and acting as the Compliance Officer for supervised clients or funds. They must also review and deliver AML training materials and maintain the AML framework in line with regulatory requirements.

The U.S. BSA Officer is tasked with designing, implementing, and administering the firm’s BSA/AML compliance program, ensuring an effective, risk-based AML framework aligned with FinCEN guidance. This role oversees critical functions like suspicious activity monitoring, regulatory reporting, financial crime investigations, and acts as the primary liaison with regulators and law enforcement.

Financial Crime Risk Investigator analyzing financial crime risks at TD.