• Build and Implement a Centralized Compliance Framework • Establish a cohesive compliance structure across Doxa’s divisions • Develop a centralized suite of internal policies, procedures, and operational standards • Maintain the compliance calendar, governance structure, and compliance organization chart • Deliver Enterprise & Board-Level Compliance Reporting • Develop and present compliance metrics, risk indicators, audit findings, licensing status, policy adoption, and training completion to senior leadership and the Board • Create standardized management information (MI) reporting processes • Policy & Procedure Development • Create, update, and maintain core corporate compliance policies • Ensure consistent adoption and enforcement of underwriting, policy issuance, cancellations, producer licensing, and surplus lines procedures • Licensing, Surplus Lines, & Operations Compliance Support • Support compliance oversight of entity and individual licensing, ensuring appropriate controls and documentation • Provide compliance guidance for core insurance operations, addressing regulatory risks and applying consistent compliance practices across business units • Training Program Development • Build and maintain a comprehensive compliance training program • Establish training schedules, tracking, and role-based curricula • Internal Audit & Compliance Monitoring • Formalize Doxa’s internal audit program and develop a risk-based audit plan in coordination with senior management • Oversee external audit partners and manage audit execution • Prepare business units for carrier audits, market conduct exams, and regulatory inquiries