The Healthcare Audit & Compliance Analyst executes established audit programs and performs structured internal control testing to ensure adherence to internal policies, funding requirements, and regulatory standards. This role involves documenting findings, analyzing trends, and escalating control variances to leadership.

The Senior Supervision Manager will lead the firm’s supervisory program across RIA and hybrid platforms, setting the strategy for long-term development focused on automation, Generative AI, and offshore resource support. This role also oversees the team executing daily supervisory activities, including document, communication, trade, and personal trading reviews.

This role involves managing complex, fast-moving compliance priorities such as new product launches, acquisitions, and geographic expansions by providing expert compliance advice. Key duties include supporting M&A due diligence, managing acquisition integration remediation, and assisting with new market entry and product launches through risk assessments and regulatory engagement.

This role involves conducting environmental compliance audits in active construction areas, which includes reviewing various reports, permits, and regulatory documents. The specialist will prepare audit findings and coordinate with technical teams to ensure all environmental commitments are met while working closely with an interdisciplinary compliance team.