Allocate or stagnate.
Chief Compliance Officer, US
Location
United States
Posted
3 days ago
Salary
$200K - $280K / year
Seniority
Lead
Job Description
Job Requirements
- 7–12 years of compliance experience at a registered investment adviser (RIA), private fund platform, hedge fund, or PE firm.
- Deep knowledge of the Advisers Act, Reg D, Form ADV, and SEC examination standards for private fund advisers.
- Hands-on experience with multi-fund governance, sub-adviser monitoring, and conflicts of interest management.
- Familiarity with custody rules, AML/KYC frameworks, and cybersecurity compliance standards.
- Prior experience with SEC registration, Form ADV filings, and exam cycles.
Benefits
- Remote (preferred US timezone overlap with San Francisco HQ)
- 20% bonus
- Equity: TBD (0.1%–0.3% depending on background)
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