• Collaborate with compliance leaders to design, implement, and manage quality assurance programs that ensure compliance across all business units. • Track evolving regulatory requirements, analyze their impact, and support organizational adherence to applicable laws and standards. • Assist in directing and conducting the most complex comprehensive compliance risk assessments, including identifying industry-specific risk areas and evaluating historical compliance issues. • Work with compliance team leaders to develop and maintain risk assessment methodologies, including metrics, definitions, and documentation procedures. • Identify and engage subject matter experts (SMEs) and risk owners to facilitate effective compliance assessment processes. • Collect, analyze, and tabulate assessment results; create risk matrices; and communicate findings to relevant stakeholders. • Solicit feedback from stakeholders and incorporate suggestions to refine compliance risk management processes. • Draft and maintain quality assurance (i.e., testing) plans for each risk area, specifying objectives, sample selection, assessment policies, criteria, and schedules. • Assign responsibilities, monitor progress, and report on the status of quality assurance initiatives. • Perform independent testing on material rules, laws, and regulations to ensure compliance. • Assist in the development and implementation of corrective action plans to address identified compliance deficiencies. • Perform design and operating effectiveness validation work in accordance with the issue management processes. • Prepare reports for management detailing compliance quality assurance activities, findings, and recommended improvements. • Support the Association's strategic regulatory management program, which includes efforts focused on regulatory change, remediation, and examinations. • Attend the Association’s Geopolitical Risk Committee, a Governance and Risk Committee subcommittee, and develop appropriate agendas, reports, and information as directed. • Perform other duties as assigned by the Executive Head of Compliance, Ethics & Regulatory Management, Head of Compliance, Ethics & Regulatory Management, and compliance leadership.