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RSM US LLP

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Financial Examiner Lead – Director/MD/Partner

Financial Planning and AnalysisFinancial Planning and AnalysisFull TimeRemoteSeniorTeam 10,001+Since 1926H1B SponsorCompany SiteLinkedIn

Location

United States

Posted

169 days ago

Salary

$126.5K - $254.7K / year

Seniority

Senior

Bachelor Degree10 yrs expEnglish

Job Description

• Provide oversight over financial examinations and regulatory consulting services for state insurance departments in a lead role • Develop relationships with and sell regulatory services to clients; manage and grow a significant book of business • Prepare and perform QA reviews of proposals and serve as Examiner-in-Charge (EIC) on examinations • Ensure work is delivered with high quality, on time, and within budget; supervise and develop staff; recruit • Lead multi-state risk-focused, targeted, and interim financial examinations in accordance with the NAIC Handbook • Handle all aspects of client relationship and project execution from RFP/proposal through contracting, planning, execution, and deliverables • Review and assess insurance company documentation and data for compliance with insurance statutes and regulations • Draft examination deliverables (Report on Examination, Management Letter, Summary Review Memorandum), exhibits, and supporting schedules • Perform reviews of assisting examiners’ work papers and provide on-the-job training, coaching, and feedback • Recommend/document actions to ensure compliance and lead discussions with examinee companies to support issue resolution • Provide trainings and presentations to state insurance department employees or internal staff on examination topics and risk-focused examination matters • Serve as a trusted business advisor to regulators and lead thought leadership initiatives

Job Requirements

  • Bachelor’s Degree with a preference in Accounting or Finance
  • Minimum of 10+ years insurance experience with a State Insurance Department, insurance company, examination firm, or public accounting firm
  • Completed or actively pursuing the professional insurance designation of CFE (Certified Financial Examiner); CPA preferred but not required
  • Demonstrate deep knowledge of the NAIC Financial Condition Examiners Handbook, insurance laws, rules, statutes, and regulations
  • Prior EIC experience on financial examinations of significant size and complexity
  • Expertise or significant knowledge and understanding of all lines of insurance
  • Experience drafting compelling proposals, including scoping, workplans, and budgets
  • Strong computer and technology skills, including TeamMate, Access, MS Excel, Word and PowerPoint
  • Demonstrated history of successful project management and managing large, complex assignments concurrently
  • Flexibility for travel when necessary
  • RSM does not intend to hire entry level candidates who will require sponsorship now OR in the future (i.e. F-1 visa holders)

Benefits

  • competitive benefits and compensation package for all our people
  • flexibility in your schedule, empowering you to balance life’s demands
  • Individuals selected for this role will be eligible for a discretionary bonus based on firm and individual performance
  • in-house training programs and professional development
  • reasonable accommodation for applicants with disabilities in recruitment and employment
  • opportunity for travel (flexibility for travel when necessary)

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