• Conduct suitability review of new business for Transamerica Financial Advisors (TFA) financial professionals. • Conduct principal review and approval for suitability and client’s best interest on variety of business types, including mutual funds, variable annuities, variable life insurance, 529 plans, brokerage transactions, and advisory accounts. • Ensure adherence to business line processes and controls, identifying and recommending ideas for process and procedure improvements. • Track quality reports and identify potential issues, escalating to leadership as needed. • Develop and provide training and guidance on business submission process and best interest requirements. • Develop, maintain, and update Written Supervisory Procedures, Desktop procedures and quick reference guides • Research and resolve inquiries received from financial professionals and internal departments related to business review. • Perform guidance and training and provide supervisory feedback on various technology tools used as part of business submission process. • Strengthen and maintain relationships with financial professionals and support staff. • Contribute to projects that upgrade/implement new regulatory related systems in addition to special projects as needed. • Maintain the evolution and enhancement of supervisory policies, procedures, and systems in collaboration with input and feedback to operations and compliance departments. • Assist with the preparation for regulatory audits, as needed. • Provide complex financial investment product subject matter expertise to the firm’s financial professionals, and internal partners as it relates to business review.