• Ability to successfully complete and support the work outlined for the Compliance Associate roles • Reads and comprehends retirement plan provisions from plan documents, summaries of plan provisions, and related plan materials to ensure accuracy and compliance with regulations. • Understands, considers and applies legislation and regulations, including but not limited to IRS, DOL, and ERISA, when preparing, analyzing and interpreting information • Supports DOL, IRS, and Large plan audits • Supports the Plan Consultants in resolving operational and compliance issues related to qualified plans • Is responsible for plan administration, compliance and testing for identified blocks of business • Tracks and monitors job progress to ensure that all necessary data is requested and received in order to meet compliance deadlines • Prepares annual valuation and compliance reports for Clients • Provides detailed consultations with Plan Consultant in drafting plan documents, plan amendments, and other legal documents • Supports and completes assigned quality assurance reviews • Responsible for protecting, securing, and proper handling of all confidential data held by Ascensus to ensure against unauthorized access, improper transmission, and/or unapproved disclosure of information that could result in harm to Ascensus or our clients. • Assist with other tasks and projects as assigned