Herring Bank is a community bank committed to operational excellence, strong risk management, and delivering innovative banking solutions to our customers.
Senior Compliance - BSA Officer
Location
United States
Posted
3 days ago
Salary
$90K - $115K / year
Seniority
Senior
No structured requirement data.
Job Description
- 401(k)
- 401(k) matching
- Dental insurance
- Health insurance
- Paid time off
• Ensure compliance with regulatory guidance from FinCEN, FFIEC, and other governing bodies.
• Serve as a primary liaison with regulators, auditors, and law enforcement during examinations and reviews.
• Oversee high-risk customer due diligence, including specialized banking segments such as cannabis-related businesses.
• Conduct enterprise-wide risk assessments and recommend mitigation strategies.
• Evaluate and improve transaction monitoring systems and financial crime controls as the Bank grows.
• Provide BSA/AML and compliance training to employees, leadership, and the Board.
• Prepare periodic compliance reporting for senior leadership and the Board of Directors.
• Partner cross-functionally with operations, lending, onboarding, deposit operations, risk management, and executive leadership.
• Provide guidance on consumer compliance regulations, including HMDA, fair lending, UDAAP, Reg E, FCRA, and Privacy/GLBA.
• Assist with third-party/vendor risk management, including due diligence, contract review, and ongoing monitoring.
• Advise leadership on regulatory implications of strategic initiatives, including fintech partnerships, virtual banking models, ITMs, and national deposit strategies.
• Monitor evolving regulatory expectations affecting digital banking and emerging delivery channels.
• Experience managing financial crime risk or regulatory compliance programs within a banking environment.
• Experience with CRA programs or regulatory examination processes preferred.
• Familiarity with consumer compliance regulations and enterprise compliance frameworks.
• Experience participating in or overseeing vendor/third-party risk management programs.
• Ability to anticipate regulatory impacts of strategic initiatives and advise leadership proactively.
• Strong collaboration, analytical, and communication skills.
• Bachelor’s degree with 3+ years of management-level banking experience
• CAMS certification preferred
• CRCM certification preferred
• Experience supporting regulatory examinations, monitoring systems, and suspicious activity investigations
• Must pass credit and background screening
This is a remote position.
Job Requirements
- High school diploma or GED with 8+ years of banking experience, or Bachelor’s degree with 3+ years of management-level banking experience.
- CAMS certification preferred.
- CRCM certification preferred.
- Experience supporting regulatory examinations, monitoring systems, and suspicious activity investigations.
- Must pass credit and background screening.
- Strong knowledge of BSA/AML requirements, including SARs, CTRs, CIP, CDD, beneficial ownership, OFAC, and KYC.
- Experience managing financial crime risk or regulatory compliance programs within a banking environment.
- Experience with CRA programs or regulatory examination processes preferred.
- Familiarity with consumer compliance regulations and enterprise compliance frameworks.
- Experience participating in or overseeing vendor/third-party risk management programs.
- Ability to anticipate regulatory impacts of strategic initiatives and advise leadership proactively.
- Strong collaboration, analytical, and communication skills.
Benefits
- 401(k)
- 401(k) matching
- Dental insurance
- Health insurance
- Paid time off
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