Mercury logo
Mercury

Banking for startups: mercury.com

Compliance Risk Manager – Banking Advisory

ComplianceComplianceFull TimeRemoteSeniorTeam 201-500Since 2019H1B SponsorCompany SiteLinkedIn

Location

California + 2 moreAll locations: California, New York, Oregon

Posted

1 day ago

Salary

$128.6K - $160.7K / year

Seniority

Senior

Professional Certificate3 yrs expEnglish

Job Description

• Independently execute compliance monitoring and targeted validation activities across defined channels (e.g., customer communications, sales interactions, marketing activity) using approved scripts, sampling approaches, and procedures • Own assigned monitoring and validation work end-to-end, including evidence collection, documentation, follow-ups, and timely completion of deliverables • Identify, document, and classify findings, trends, or repeat observations, and escalate issues appropriately using established escalation paths • Support validation of remediation actions through follow-up testing and confirmation reviews • Prepare clear, accurate summaries of monitoring results to support team-level reporting and Advisory leadership visibility • Execute assigned customer-facing and marketing collateral compliance reviews in accordance with established standards and review criteria • Contribute ideas for improving monitoring efficiency, documentation quality, or review processes within existing team frameworks

Job Requirements

  • 3+ years of relevant experience in compliance, risk, monitoring, QA, or testing preferably within a FDIC insured bank, but a fintech would also be acceptable
  • Demonstrated ability to independently execute moderately complex reviews or monitoring activities with minimal day-to-day guidance
  • Experience applying defined standards, scripts, or criteria to assess customer-facing materials, sales practices, or communications
  • Strong documentation discipline and attention to detail, with the ability to produce audit-ready evidence
  • Ability to synthesize review outcomes into clear, structured summaries that support team-level decision-making
  • Comfort operating in some ambiguity, asking clarifying questions, and escalating issues when guidance or risk tolerance is unclear
  • A bias for action and accountability, with the ability to manage timelines and deliverables for assigned work independently
  • Curiosity and willingness to deepen understanding of Mercury products, regulatory requirements, and compliance risk drivers.

Benefits

  • base salary
  • equity (stock options)

Related Categories

Related Job Pages

More Compliance Jobs

Stripe logo

Risk Strategist, Onboarding and Compliance

Stripe

Help increase the GDP of the internet.

Compliance1 day ago
Full TimeRemoteTeam 1,001-5,000Since 2010H1B Sponsor

Risk Strategist managing onboarding and compliance at Stripe

Illinois
SRC, Inc logo

International Trade Compliance Analyst

SRC, Inc

SRC, Inc., a not-for-profit research and development company, combines information, science, technology and ingenuity to solve “impossible” problems in the areas of defense, environment and intelligence. Across our family of companies, we apply bright minds, fresh thinking and relentless determination to deliver innovative products and services that are redefining possible. When you join our team, you’ll be a part of something truly meaningful — helping to keep America and its allies safe and strong. You’ll collaborate with more than 1,400 engineers, scientists and professionals — with 20 percent of those employees having served in the military — in a highly innovative, inclusive and equitable work environment. Total compensation for this role is market competitive. The anticipated salary range for this position based out of Washington, DC is estimated at $113,000 to $142,000 annually. The actual salary will vary based on applicant’s experience, skills, and abilities, geographic location as well as other business and organizational needs. SRC offers competitive benefit options, for more details please visit our website.

Compliance1 day ago
Full TimeRemoteTeam 1,001-5,000

The analyst will support all aspects of the company’s export and import compliance, including providing support for license applications, tracking authorization requests, and engaging with government agencies on licensing matters. Key duties also involve assisting with commodity classification analysis, preparing export paperwork, and supporting monitoring and screening activities.

United States
$113K - $142K / year
Full TimeRemoteTeam 10,001

This senior director is responsible for the strategic execution of regulatory compliance and risk management frameworks for North America, owning the regional risk posture and ensuring alignment with global standards and local mandates. Key duties include leading the IT General Controls, SOX, and PCI-DSS governance programs, serving as the primary audit interface, and directing IT/Cyber risk integration into the Enterprise Risk Management framework.

United States
Full TimeRemoteTeam 501-1,000

Senior Regulatory Affairs Manager managing regulatory projects for Veristat clients

Massachusetts
$125K - $160K / year