• Oversee and support market conduct exams from state regulators. • Lead planning and execution of compliance initiatives. • Implement policies and processes that support strong compliance practices. • Manage team operations, including budget, staffing, and performance. • Coordinate market conduct exams across business areas and with Legal. • Serve as the main point of contact for state regulators and third-party auditors. • Ensure accurate, timely collection and delivery of exam materials. • Oversee responses to exam findings and corrective action plans. • Maintain strong documentation of all exam-related work. • Advise on compliance standards to reduce regulatory risk. • Communicate compliance expectations and drive ethical decision-making across the organization.