Senior Regulatory Administrator

ComplianceComplianceFull TimeRemoteTeam 10,001+Since 1863H1B No SponsorCompany SiteLinkedIn

Location

Pennsylvania + 1 moreAll locations: Pennsylvania, Wisconsin

Posted

24 days ago

Salary

$126.8K - $149.2K / year

Professional Certificate8 yrs expEnglish

Job Description

• Supports fund clients through preparation of registered investment company regulatory filings • Responsible for drafting, reviewing and preparing fund registration statements • Communicates with the SEC and other regulatory agencies on behalf of fund clients • Prepares agendas, resolutions, agreements, policies and procedures for investment company board meetings

Job Requirements

  • Law Degree
  • Licensed to practice in the applicable jurisdiction
  • Eight or more years of related experience

Benefits

  • Healthcare (medical, dental, vision)
  • Basic term and optional term life insurance
  • Short-term and long-term disability
  • Pregnancy disability and parental leave
  • 401(k) and employer-funded retirement plan
  • Paid vacation (from two to five weeks depending on salary grade and tenure)
  • Up to 11 paid holiday opportunities
  • Adoption assistance
  • Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law

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