COMPLY logo
COMPLY

At COMPLY, we pride ourselves on being the champion for compliance professionals. Merging technology, consulting and education, we help clients navigate the ever-changing regulatory environment. Our portfolio of firms includes ComplySci, RIA in a Box, National Regulatory Services (NRS) and illumis, whose more than 7,000 clients include some of the world’s largest financial institutions. Clients throughout our portfolio of firms enjoy access to our full suite of industry-leading governance, risk and compliance (GRC) consulting, technology, managed services, analytics and outsourcing solutions. Learn more at comply.com.

Registration Account Executive

Account ExecutiveSalesFull TimeRemoteSeniorTeam 201-500H1B No SponsorCompany SiteLinkedIn

Location

United States

Posted

42 days ago

Salary

$55K - $65K / year

Seniority

Senior

Bachelor Degree3 yrs expEnglish

Job Description

• Own the full sales cycle for new registration and ongoing compliance solutions, from discovery through close • Engage with prospects launching RIAs or seeking to modernize their compliance programs • Lead thoughtful discovery conversations to understand firm structure, growth plans, and regulatory needs • Position Comply as a long-term compliance partner, not just a point solution • Educate prospects on SEC and state registration requirements and ongoing compliance obligations • Collaborate closely with marketing, partnerships, and customer success to drive pipeline and retention • Maintain accurate pipeline management and forecasting in Salesforce • Stay current on regulatory trends impacting RIAs and financial firms

Job Requirements

  • 3+ years of B2B sales experience (SaaS, fintech, regtech, or financial services preferred)
  • Experience selling to RIAs, financial advisors, or compliance/operations leaders is a strong plus
  • Proven ability to manage a full sales cycle in a high-volume environment
  • Strong communication skills: written, verbal, and presentation
  • Familiarity with CRM tools (Salesforce preferred)
  • A consultative seller who leads with curiosity and credibility
  • Comfortable selling into regulated environments and complex buying cycles
  • Confident speaking with founders and senior stakeholders
  • Organized, proactive, and accountable for outcomes
  • Motivated by helping firms make informed, long-term decisions

Benefits

  • Performance-based bonus tied to achievement of specific targets

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