Compliance Exchange Group (CXG)
CXG - Building Broker Dealers
Broker Dealer Compliance Officer
Location
United States
Posted
141 days ago
Salary
$40 - $60 / hour
Seniority
Senior
English
Job Description
• Provide regulatory compliance services to client broker-dealers
• Establish processes for compliance
• Work with Director of Growth and Operations
Job Requirements
- Prior experience in compliance
- Active FINRA Series 7 & 24 licenses
Benefits
- 401(k)
- Dental insurance
- Flexible schedule
- Opportunity for advancement
- Paid time off
- Parental leave
- Training & development
- Vision insurance
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