Director, Compliance

ComplianceComplianceFull TimeRemoteTeam 501-1,000Since 2019H1B No SponsorCompany SiteLinkedIn

Location

Florida + 8 moreAll locations: Florida, Illinois, Iowa, Ohio, Michigan, Minnesota, Missouri, Texas, Wisconsin

Posted

54 days ago

Salary

Not specified

Bachelor Degree8 yrs expEnglish

Job Description

• Develop, implement, and maintain detailed compliance management procedures consistent with applicable laws and regulations. • Oversee the CMS framework, including risk and control identification, reporting, monitoring, testing, change management, training, complaint management, governance, and regulatory relations. • Serve as the designated Director of Compliance, authorized to engage with all departments and effect corrective action as necessary. • Ensure compliance responsibilities are communicated and incorporated into business processes across the organization. • Lead the development and maintenance of risk assessments for various processes and programs to identify risks, create internal controls, and implement mitigation factors. • Review and update policies and procedures to ensure alignment with legal requirements and Connexus standards. • Coordinate and deliver comprehensive compliance training for all employees, tailored to job functions. • Oversee the process for receiving, recording, investigating, and resolving consumer complaints. • Conduct regular compliance quality assurance testing to evaluate adherence to laws, regulations, and internal policies. • Maintain proactive monitoring systems to identify procedural or training weaknesses.

Job Requirements

  • Bachelor’s degree or commensurate experience is Required
  • 8+ years of prior compliance experience within a financial institution is Required
  • 8+ years of direct people leader experience is Required
  • Extensive knowledge of federal and state consumer financial protection laws and regulations is Required
  • Experience in compliance management, risk assessment, and quality assurance testing is Required

Benefits

  • 25 days of paid time off and 10 paid holidays
  • 16 hours of paid Volunteer Time Off
  • 401K Retirement with up to 6% employer match
  • Excellent Health, Dental, Vision insurance, including multiple plan options
  • Health Savings Account with generous employer contributions
  • Employer paid Life insurance, Short-Term and Long-Term Disability
  • Tuition Reimbursement from $4,000 - $7,000 per calendar year
  • Robust Learning and Development program that includes an annual professional development stipend

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